Home » About

Who We Are

"We maintain the highest ethical standards in our interaction with each client, and we practice personal and intellectual integrity."

Scott manages our back office operations team and has been an investment operations and client service professional for 17 years. Scott’s career began in 1997 when he managed a call center team at EquiServe, a stock transfer agent, responding to shareholder inquiries about asset transfers, corporate actions, and stock purchase plans. In 2002, Scott joined State Street’s Wealth Manager Services division as an officer handling custody and Advent Software responsibilities for several registered investment advisors.

In 2008, Scott joined NBW Capital as Back Office Manager overseeing day-to-day operations including client reporting, custodial reconciliation, trade settlement, proxy voting and corporate actions. Scott is also a member of the NBW Capital compliance committee.

Scott graduated with a BA from Providence College in 1997.

sdorsey@nbwcapital.com